Regulatory News — SEBI & RBI
Track regulatory developments from SEBI, RBI, and government ministries that affect investors and markets. This section covers new circulars, policy changes, enforcement actions, and compliance requirements in plain language. Regulatory shifts — from margin rule changes to mutual fund expense ratio caps to new tax norms — can have a significant impact on how you trade and invest. Staying informed helps you adapt your strategy before changes take effect rather than reacting after the fact.
Sebi expands debt maturity limits to help issuers manage cash flow
The regulator raised the annual cap on privately placed debt ISINs from 14 to 17. Separately, it removed the merchant banker mandate for eligible small-value issuers.
GST Council to consider 17-day refund timeline, faster registrations
The GST Council is set to consider measures to speed up refunds and GST registrations, with a proposed 17-day refund timeline and greater automation for registrations. It may also ease compliance for small businesses selling across states through e-commerce platforms, simplify registration cancellations and expand input tax credit eligibility.
Stable institutions, steady pursuit of reforms will steer India to 2047 goal: Jean-Claude Trichet
India's journey to becoming a developed nation by 2047 hinges on institutional stability and sustained economic reforms. Former European Central Bank president Jean-Claude Trichet emphasizes the importance of resilient democratic institutions. He cautions against the risks posed by global over-indebtedness and market corrections. Trichet believes AI will bring challenges and benefits in the long run but highlights the need for global regulations.
Sebi accuses Jane Street of dilatory tactics at SAT, says 'investigator is being investigated'
Securities and Exchange Board of India has expressed concerns about Jane Street's approach to the investigation. The regulator provided over 10 GB of documents but refuses to share more data. Jane Street seeks extensive access to various records and documents related to its case. The proceedings are aimed at resolving alleged index manipulation and trading violations.
Investor awareness key to long-term wealth creation, technology double-edged sword: ANMI President Kamlesh Shroff
Investor education in India is vital for effective market participation and wealth accumulation. The trend of younger investors signifies a promising advantage for early market entry. Nonetheless, the escalating prevalence of online financial scams threatens investor assets. SEBI highlights capital protection through regulated investment pathways and stresses the necessity for investors to cautiously validate the legitimacy of entities before making fund transfers, thereby mitigating scam risks.
Sebi vs Jane Street: 'Dilatory tactic; ulta chor kotwal ko daante' - What the markets regulator's lawyer said in hearing
India’s markets regulator criticized Jane Street Group’s request for additional documents as a delaying tactic. SEBI argues Jane Street should clarify its trading strategy rather than questioning the regulator’s actions amid accusations of market manipulation.
GST 2.0: From stuck tax credit to fewer disputes, industry chambers list key reform demands
GST 2.0 reforms are being advocated by industry chambers to improve input tax credit and streamline compliance processes. Businesses desire changes that would expedite refunds, broaden ITC eligibility, and reduce litigation issues. A more automated GST system is sought to alleviate working capital constraints and simplify registration and returns for small businesses. Real estate developers also seek clarity on ITC and faster credit releases to enhance project viability.
Sebi’s investor protection fund balloons but spending lags amid rising fraud risks
Industry stakeholders said investor protection funds are likely underutilized because of the lack of clear directions and directives.
From Rs 0 to GIFT: How TPFM is lowering the entry barrier for fund managers
Third-Party Fund Management Services under IFSCA regulations are transforming market entry into GIFT IFSC. By allowing emerging managers to utilize existing Fund Management Entities, TPFM lowers fixed infrastructure costs, shifting focus from building platforms upfront to raising fund capital and accessing established regulatory framework capabilities efficiently.
SEBI chairman warns investors against anonymous tips, finfluencers; launches Project Jagrook
Tuhin Kanta Pandey, Chairman of the Securities and Exchange Board of India, has inaugurated Project Jagrook, which aims to boost investor education and awareness. This initiative addresses the stark difference between market understanding and actual involvement, with only 9.5 percent of the 63 percent of households aware of securities products actively engaged.
Jane Street seeks trading data from Sebi in market manipulation case
US hedge fund Jane Street has petitioned Securities Appellate Tribunal to compel Sebi to disclose the underlying trading and counterparty data backing its ₹4,843-crore market manipulation order.
SEBI Likely To Tweak CAS Mechanism; Upcoming Circular To Address Stakeholder Concerns: Sources
SEBI is examining whether certain provisions need to be modified to address concerns raised by stakeholders and ensure smoother implementation of the mechanism.
Indonesia's mandatory halal rules may raise compliance burden for Indian exporters: GTRI
On October 17, Indonesia’s new halal-certification policies will take effect, significantly influencing Indian exporters across sectors. Encompassing food, cosmetics, medicines, and medical devices, these requirements are projected to increase operational costs. Indian businesses must obtain certifications from accredited entities to prevent customs disruptions and product recalls. This regulation, especially impactful for buffalo meat and pharmaceuticals, highlights the urgency of ensuring prop
Mis-Selling, High Costs, Fragile Trust: Inside IRDAI's Push To Fix Insurance Sector
He went on to clarify that the paper released by IRDAI was a consultation exercise intended to explore possible improvements in the distribution framework and not an exposure draft of a regulation.
SEBI may partly reverse closing auction rules after sharp derivatives price swings: Report
India markets regulator to partly reverse derivative settlement rules after pushback, sources say
Sebi to partly reverse derivative settlement rules after pushback: Report
Sebi is likely to change its closing auction mechanism after sharp derivatives price swings on expiry days. The regulator may stop using the closing auction for derivatives settlement for at least a year, shifting to a 30-minute volume-weighted average price, while retaining the auction for less-liquid underlying stocks.
SEBI Chairman Says One Of Biggest Concerns About First-Time Retail Investors Is Rise In Investment Frauds
Pandey said many of these cases are not actually investment frauds, as the money never enters the securities market. However, victims are made to believe that they are investing in the securities market.
GST Council may scrap arrest provisions, fast-track refunds with 90% automatic payout
The upcoming 57th GST Council meeting on October 7 is set to unveil transformative proposals that could reshape GST regulations. Key suggestions may involve the abolition of arrest clauses related to GST, simplified refund procedures for exporters, and adjustments to the prosecution threshold. Furthermore, small taxpayers could benefit from late fee waivers and quicker registration.
GST 2.0 set to amplify ease, unlock tax credit
India is set to implement significant reforms to the goods and services tax system, which will ease compliance. Changes may include the release of accumulated input tax credit that benefits various industries and supports growth. The GST Council plans to reconsider tax treatment for certain supplier defaults to protect genuine buyers.
GST 2.0: Council to consider sweeping reforms to unlock tax credit, ease compliance
India is set to implement significant reforms to the goods and services tax system, which will ease compliance. Changes may include the release of accumulated input tax credit that benefits various industries and supports growth. The GST Council plans to reconsider tax treatment for certain supplier defaults to protect genuine buyers.
GST 2.0: E-Commerce Sellers, Taxpayers May Get Relief As Centre Plans Compliance Overhaul
The proposed GST changes could allow around 9.5 lakh small e-commerce sellers to use platform warehouses for registration in states where they have no physical premises.
GST Council may clear sweeping compliance reforms; e-commerce sellers, genuine buyers to get relief
The GST Council will assess various procedural reforms aimed at simplifying tax compliance for businesses. Proposed measures include enabling small e-commerce vendors to register using platform warehouses. Additionally, the input tax credit for genuine buyers will be protected even if suppliers fail to remit tax.
CAS update: Sebi gets 20k comments on Closing Auction Session, Timings, Derivates Contracts Settlement Methodologies
According to the latest data available with the regulator, SEBI had received around 20,000 comments by 7 pm on October 3, the deadline for submitting feedback on its consultation paper.
Trump Names US Intelligence Chief Clayton As AI Czar To Head Task Force: Report
Trump has named intelligence chief Jay Clayton to lead the White House “Super Intelligence Force,” tasked with a 120-day review of AI risks and opportunities as Washington seeks U.S. leadership while resisting heavy regulation.
Sebi gets 3,500+ comments on Closing Auction Session rules: Circular likely soon, says Tuhin Kanta Pandey
The capital markets regulator to review feedback on CAS, market timings and derivatives settlement
FPIs pull out over ₹35,000 cr in Indian stocks in Sept: Why SEBI’s easier access reforms alone may not help
Foreign portfolio investors sold ₹35,860 crore in Indian equities in September, reversing previous month inflows. Despite SEBI's efforts to ease regulations, concerns over returns and global competition persist, leading to sustained FPI selling amid challenging global conditions.
Sebi to soon issue framework on Closing Auction Session; receives over 3,500 comments
Securities and Exchange Board of India will release a framework regarding changes to the Closing Auction Session mechanism. The regulator reviewed comments on its consultation paper about market timings and settlement methodology. Sebi intends to address specific issues related to derivatives settlement prices after consultations. Regulatory measures for corporate bond derivatives are also being developed to promote market growth.
Bonded warehouses may face 24-hour discrepancy reporting, five-year digital records under proposed customs overhaul
The government is considering tighter compliance rules for bonded warehouses, including a 24-hour deadline to electronically report shortages or discrepancies and mandatory digital records tracking goods from receipt to clearance, transfer or export. The proposed framework also envisages five-year record retention, monthly reporting and insurance against potential customs duty liabilities.
Will Trump Name Jay Clayton As AI Czar? What We Know So Far
Donald Trump is expected to name DNI chief Jay Clayton as the White House's AI czar, even as the administration weighs AI regulation and competition with China.
Sebi penalises SMC Global Securities for compliance lapses
Sebi has levied a penalty of Rs 1 lakh on SMC Global Securities due to regulatory infractions, particularly the mishandling of client order-placement records uncovered during an inspection. This examination, covering the period from January to September 2024, highlighted issues tied to unauthorized trading and the oversight of authorized representative Amit Lilhare's client transactions. SMC Global Securities operates under Sebi’s regulations and engages with various stock exchanges across India
Sebi revamps Document Number Verification System, adds subject matter as mandatory field
Sebi has revamped its Document Number Verification System, making a letter’s subject matter mandatory for authentication. The upgraded system aligns with Sebi’s E-Office format and lets recipients verify physical letters, notices and show-cause notices issued by the regulator.
Sebi asks stock brokers to display investor warnings on apps and websites
Sebi orders stock brokers to display investor awareness messages on websites and trading apps under Project Jagrook. From November 1, apps must show Sebi messages and risk disclosures on alternate days, strengthening digital investor education and risk communication.
Foreign capital is slipping away. Can India lure investors back?
India faces a tougher battle for foreign capital as FPI outflows rise and global investors shift money towards AI, semiconductors and manufacturing hubs in Taiwan and South Korea. India’s FDI prospects remain resilient, but policy uncertainty, tariffs, regulation and weak manufacturing competitiveness could determine whether it can attract long-term global investment.
India cuts sugar stock holding period for dealers to 15 days to curb hoarding ahead of festivals
Starting from October 15, new regulations will limit sugar stock for dealers to 1,000 quintals nationwide. Dealers will only be allowed to hold stocks for a maximum of 15 days. Kolkata and Assam will have a higher limit of 2,000 quintals due to regional needs. The Government expects retail sugar prices to decline further as ex-mill prices stabilize.
Growpital case: Sebi to refund money directly to investors for first time
Securities and Exchange Board of India has ordered a refund for investors affected by Growpital's scheme. The refund will involve ₹192.88 crore raised from over five thousand investors through unregistered entities. Sebi will verify investor details with Cashfree Payments before issuing refunds proportionately. Investors will receive interest at a rate of 12% per annum from the date of the interim order.
CAS & effect: how retail traders amped up options play in new regime
Thinly traded, 10 minutes closing auction session window draws retail traders looking to make a quick buck on options trading despite greater chances of losses and Sebi's red-flagging past losses
HDFC Bank names ICICI veteran banker V.N. Srivatsan as Chief Compliance Officer
HDFC Bank has appointed V.N. Srivatsan as its Chief Compliance Officer for a three-year term, effective from his joining date on January 4, 2027. Srivatsan, currently Head – Compliance: Overseas Banking and Subsidiaries & Data Privacy Officer at ICICI Bank, has around 34 years of professional experience, including 25 years in BFSI.
Planning to start an Airbnb business at home? Answer these 10 questions to find out where you stand
Hosting guests through Airbnb can be profitable, but it comes with significant responsibilities and costs. It's crucial to check housing rules, property agreements, and local regulations. 
Alphabet stock drops: Google’s latest EU challenge explained
Alphabet stock, Google, EU regulations, Digital Markets Act, AI services, Android, search data, competition, regulatory pressure, privacy concerns, Google appeal, investor concerns, AI growth, market uncertainty
CAFE-III Norms Notified Not M1 Category Passenger Vehicles: What It Means For Market Players
Targets have been defined individually for each financial year across the compliance cycle to ensure automakers progressively lower tailpipe carbon dioxide emissions.
Dividends, bonus issues: Last day to buy IGL, Natco Pharma among 7 stocks before record date
Only those shareholders who hold the shares of these companies in their demat accounts as of Thursday will be eligible, due to SEBI's T+1 settlement norm.
Global Market Today: Asian shares rise as tech stocks lead, bonds in focus
The MSCI Asia Pacific Index climbed 0.6% with stocks in Japan and South Korea gaining. The moves came after gains for a key gauge of US semiconductor shares, while President Donald Trump rejected regulations on artificial intelligence.
Global Market Today: Asian stocks rise as tech stocks lead, bonds in focus
The MSCI Asia Pacific Index climbed 0.6% with stocks in Japan and South Korea gaining. The moves came after gains for a key gauge of US semiconductor shares, while President Donald Trump rejected regulations on artificial intelligence.
SBI seeks clarity on handling of bank accounts, deposits under FCRA bill
State Bank of India officials are seeking clarity on handling accounts when an organization’s registration is suspended. They highlighted risks for smaller entities that may lose access to funds upon missing renewal deadlines. The JPC is examining the implications of the FCRA Amendment Bill, focusing on accountability and regulations for banking procedures.
Bharat Renewable Energy Hackathon: Prize, Application Deadline, Final Showcase And More
The hackathon focuses on practical technology and business solutions across renewable energy, grid flexibility, artificial intelligence, distributed energy, data, circularity and cybersecurity.
Adani stocks today: Adani Power, Adani Energy, Adani Enterprises slip after ₹1.48 crore SEBI settlement
In a recent SEBI settlement, Adani Group companies and chairman Gautam Adani resolved allegations related to non-compliance with public shareholding requirements, amounting to ₹1.48 crore. The news influenced stock movements, resulting in declines for several Adani shares.
SEBI Clears Adani Group Of Minimum Public Shareholding Violation Charges
The settlement covers Adani Enterprises Ltd, Adani Power Ltd, Adani Ports and Special Economic Zone Ltd, and Adani Transmission Ltd, now known as Adani Energy Solutions Ltd, along with their directors.
Talent crunch may hamper Sebi’s PMS revamp
Demand for diversification beyond Indian markets is rising, but building teams with the expertise to invest across geographies, currencies and regulatory regimes will take time, as few Indian funds currently invest overseas.
Who gets more time for tax audit and ITR filing as CBDT extends deadlines? Eligible taxpayers vs exclusions
The CBDT has extended the ITR and tax audit deadlines for a specific category of taxpayers for AY 2026-27. The move gives eligible taxpayers additional time to complete their audit-related compliance and file their returns. Here’s what taxpayers need to know.
JPC on FCRA Amendment bill to hold second meeting tomorrow
The Joint Parliamentary Committee is preparing for its second meeting to discuss the Foreign Contribution (Regulation) Amendment Bill, 2026. Members will receive briefings from officials of the Ministries of Home Affairs and Law and Justice. Stakeholders, including the State Bank of India Chairman, will also share their views during the meeting. Previous discussions have focused on compliance and transparency in foreign funding by NGOs and other entities.
Frequently Asked Questions
What does SEBI do and why does it matter for investors?
SEBI (Securities and Exchange Board of India) regulates the securities market — stock exchanges, brokers, mutual funds, and listed companies. Its rules directly affect how you trade and invest: margin requirements, mutual fund expense ratio caps, insider trading regulations, IPO norms, and disclosure standards. When SEBI tightens rules (like increasing margin requirements), it can reduce trading volumes and affect stock prices. When it introduces investor-friendly reforms, market participation tends to grow.
How do RBI policy changes impact my investments?
RBI controls monetary policy through the repo rate, which influences lending rates across the economy. A rate cut makes loans cheaper and typically boosts equities, real estate, and rate-sensitive sectors like banking and auto. Rate hikes raise borrowing costs, can slow economic growth, and often make fixed-income investments more attractive. RBI also regulates forex flows, banking norms, and liquidity conditions — all of which ripple through financial markets.
How can I stay compliant with new regulations?
For retail investors, the most important compliance areas are KYC updates (keeping your demat and bank details current), tax reporting of capital gains and dividends, and following SEBI's rules on insider trading if you have access to unpublished price-sensitive information through your work. Your broker and fund house handle most regulatory compliance on your behalf, but it is your responsibility to file accurate tax returns and report foreign assets if applicable.